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Laws & Rules
Laws
| Name | Enforcement | Issued by | Myanmar | English |
| Securities and Exchange Law | 31st Jul. 2013 | MOPF |  |
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Rules
| Name | Enforcement | Issued by | Myanmar | English |
| Securities and Exchange Rules | 27th Jul. 2015 | MOPF | |
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Notifications
| Name | Enforcement | Issued by | Myanmar | English |
| SECM မှ ထုတ်ပြန်ထားသော Notification (အမိန့်ကြော်ငြာစာ)များကို အချိန်နှင့် တပြေးညီ ဖတ်နိုင်ရန် Myanmar and English column ၏ ကို နှိပ်ပြီး ကြည့်ရှူ့နိုင်ပါသည်။ |
– – | SECM | |
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| No. 1/2023 -Notification on Registration Business Procedures for companies which are going to register at the Pre-Listing Board (PLB) of the Yangon Stock Exchange | 28th June. 2023 | SECM | |
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| No. 1/2022 – Allowing for the establishment of a Second Board on the Yangon Stock Exchange with the name of the Pre-Listing Board (PLB) |
1st Feb. 2022 | SECM | |
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| No. 2/2020– Notification on Requirements for Effective Corporate Governance | 3rd Dec. 2020 | SECM | |
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| No. 123/2020– The Rules Amending the Securities Exchange Rules | 19th Nov. 2020 | MOF | |
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| No. 1/2020– Provision of the Offering of securities not required to submit prospectus | 15th May. 2020 | SECM | |
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| No. 1/2019 – Allow Foreigner Participation in Daily Share Trading of Listed Companies in Yangon Stock Exchange (YSX) | 12th July. 2019 | SECM | |
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| No. 2/2019 – Amendment of the Fee of Securities Brokerage Business (2 August 2019) | 2nd Aug. 2019 | SECM | |
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| No. 1/2018 – Amendment fees to securities brokerage business | 23rd July. 2018 | SECM | |
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| No. 1 / 2017 – Public offering for capital Raising by Listed companies at YSX | July. 2017 | SECM | |
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| No. 2 / 2016- Securities Companies Regulations | 11th Mar. 2016 | SECM | |
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| No. 1 / 2016- Continuous disclosure | 19th Feb. 2016 | SECM | |
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| No. 1 / 2015 – Dematerialization of shares of Listed Companies | 7th Aug. 2015 | SECM | |
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| No. 2 / 2015 – Public offering | 14th Sep. 2015 | SECM | |
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| No. 3 / 2015 – Business time and brokerage fees | 20th Oct. 2015 | SECM | |
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Instruction
| Name | Enforcement | Issued by | Myanmar | English |
| SECM မှ ထုတ်ပြန်ထားသော Instruction (ညွှန်ကြားချက်)များကို အချိန်နှင့် တပြေးညီ ဖတ်နိုင်ရန် Myanmar and English column ၏ ကို နှိပ်ပြီး ကြည့်ရှူ့နိုင်ပါသည်။ |
– – | SECM | |
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| No.1/2024 ငွေချေးသက်သေခံလက်မှတ်ဈေးကွက်ဆိုင်ရာ ပညာသင်ကျောင်းအဖြစ်အသိအမှတ်ပြုလက်မှတ်ရရှိရန်လျှောက်ထားသည့် ကိုယ်ပိုင် သို့မဟုတ် ပုဂ္ဂလိကကျောင်းများက တင်ပြလျှောက်ထားခြင်းနှင့် စပ်လျဉ်းသည့် ညွှန်ကြားချက် | 24th May. 2024 | SECM | |
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| No.3/2023 အများပြည်သူသို့ ဖွင့်ဟအသိပေးခြင်းမပြုရသေးသည့် အတွင်းသတင်းအချက်အလက်များကို အခြေခံ၍အရောင်းအဝယ်ပြုလုပ်ခြင်းကို ကာကွယ်တားဆီးခြင်းဆိုင်ရာညွှန်ကြားချက်အား ပြင်ဆင်အစားထိုးခြင်း | 4th Dec. 2023 | SECM | |
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| No.2/2023 ငွေချေးသက်သေခံလက်မှတ်ကုမ္ပဏီနှင့် ကောင်တာဈေးကွက်တို့၏ ဒါရိုက်တာနှင့်တာဝန်ရှိပုဂ္ဂိုလ်များခန့်အပ်ခြင်းဆိုင်ရာ ညွှန်ကြားချက် | 18th Aug. 2023 | SECM | |
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| ( 1/2023 )Instruction for Reporting Entities of the Securities Industry on Transparency in Beneficial Owner Information of Anti-Money Laundering and Countering the Financing of Terrorism (MOPF) | 31st Mar. 2023 | MOPF | |
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| No.1/2023 Amendment of the Anti-Money Laundering Instruction for Securities Company, Stock Exchange and Over-the-Counter Market | 31st Mar. 2023 | SECM | |
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| No.3/2020 Instruction on Material Related Party Transactions for Listed Companies and Public Companies with More than One Hundred Shareholders | 3rd Dec. 2020 | SECM | |
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| No.2/2020 Online Securities Account Opening Instruction | 29th May. 2020 | SECM | |
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| No.1/2020 Instruction for Allowing Foreigner Participation in Daily Share Trading of Listed Companies in Yangon Stock Exchange (YSX) | 6th Mar. 2020 | SECM | |
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| No.2/2019 Additional Criteria for Securities Business License | 24th Dec. 2019 | SECM | |
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| No.1/2019 Directive for the Enhanced Customer Due Diligence Measures of Anti-money Laundering and Combating Financing to Terrorism in Securities Industry | 18th Nov. 2019 | SECM | |
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| No.10/2016 အစီရင်ခံစာများတင်ပြရန်ကိစ္စ | 27th Dec. 2016 | SECM | |
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| No.9/2016 Allow Securities Companies to purchase the Government Treasury Bonds for 10% of paid up Capital | 19th Oct. 2016 | SECM | |
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| No.8/2016 Submission of Annual Report of Listed Companies in the Yangon Stock Exchange | 27th Aug. 2016 | SECM | |
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| No.5/2016 Use of Prospectus Format for Public Offering | 7th Apr. 2016 | SECM | |
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| No.4/2016 Preventing Insider Trading | 25th Mar. 2016 | SECM | |
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| No.3/2016 Anti-Money Laundering Instruction for Securities Companies, Stock Exchange, and Over-the-Counter market | 11th Mar. 2016 | SECM | |
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| No.2/2016 Securities Company System Installation Instruction | 29th Feb. 2016 | SECM | |
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| No.1/2016 Securities Account Opening Instruction | 29th Feb. 2016 | SECM | |
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Guidelines
| Name | Enforcement | Issued by | Myanmar | English |
| SECM မှ ထုတ်ပြန်ထားသော Instruction (ညွှန်ကြားချက်)များကို အချိန်နှင့် တပြေးညီ ဖတ်နိုင်ရန် Myanmar and English column ၏ ကို နှိပ်ပြီး ကြည့်ရှူ့နိုင်ပါသည်။ |
— — —- | SECM | |
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| Underwriting Business | — — —- | SECM | |
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| Supervisory Guideline – Advertising | 26th Mar. 2020 | SECM | |
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| Supervisory Guideline – Contract Note | 26th Mar. 2020 | SECM | |
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| Supervisory Guideline – Prevention of Insider Trading | 22nd Jan. 2020 | SECM | |
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| Supervisory Guideline – Market Manipulation | 14th Jan. 2020 | SECM | |
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| SECM issued AML/CFT Risk Based Management Guideline | 23rd Dec. 2019 | SECM | |
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