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Laws

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  Securities and Exchange Law 31st Jul. 2013 MOF pdf pdf

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Rules

Name Enforcement Issued by Myanmar English
  Securities and Exchange Rules 27th Jul. 2015 MOF pdf pdf

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Notifications

 

Name Enforcement Issued by Myanmar English
No. 2/2020– Notification on Requirements for Effective Corporate Governance 3rd Dec. 2020 SECM pdf pdf
No. 123/2020– The Rules Amending the Securities Exchange Rules 19th Nov. 2020 MOF pdf pdf
No. 1/2020– Provision of the Offering of securities not required to submit prospectus 15th May. 2020 SECM pdf pdf
No. 1/2019 – Allow Foreigner Participation in Daily Share Trading of Listed Companies in Yangon Stock Exchange (YSX) 12th July. 2019 SECM pdf pdf
No. 2/2019 – Amendment of the Fee of Securities Brokerage Business (2 August 2019) 2nd Aug. 2019 SECM pdf pdf
  No. 1/2018 – Amendment fees to securities brokerage business 23rd July. 2018 SECM pdf pdf
No. 1 / 2017 – Public offering for capital Raising by Listed companies at YSX July. 2017 SECM pdf pdf
No. 2 / 2016- Securities Companies Regulations 11th Mar. 2016 SECM pdf pdf
No. 1 / 2016- Continuous disclosure 19th Feb. 2016 SECM pdf pdf
  No. 1 / 2015 – Dematerialization of shares of Listed Companies 7th Aug. 2015 SECM pdf pdf
  No. 2 / 2015 – Public offering 14th Sep. 2015 SECM pdf pdf
  No. 3 / 2015 – Business time and brokerage fees 20th Oct. 2015 SECM pdf pdf

 

Instruction

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No.3/2020 Instruction on Material Related Party Transactions for Listed Companies and Public Companies with More than One Hundred Shareholders 3rd Dec. 2020 SECM pdf pdf
No.2/2020 Online Securities Account Opening Instruction 29th May. 2020 SECM pdf pdf
No.1/2020 Instruction for Allowing Foreigner Participation in Daily Share Trading of Listed Companies in YSX 6th Mar. 2020 SECM pdf pdf
No.2/2019 Additional Criteria for Securities License 24th Dec. 2019 SECM pdf pdf
No.1/2019 Directive for the Enhanced Customer Due Diligence Measures of Anti-money Laundering and Combating Financing to Terrorism in Securities Industry 18th Nov. 2019 SECM pdf pdf
No.9/2016 Allow Securities Companies to purchase the Government Treasury Bonds for 10% of paid up Capital 19th Oct. 2016 SECM pdf pdf
No.8/2016 Submission of Annual Report of Listed Companies in the Yangon Stock Exchange 27th Aug. 2016 SECM pdf pdf
No.5/2016 Use of Prospectus Format for Public Offering May. 2016 SECM pdf pdf
No.4/2016 Preventing Insider Trading 25th Mar. 2016 SECM pdf pdf
No.3/2016 Anti-Money Laundering Instruction for Securities Companies, Stock Exchange, and Over-the-Counter market 11th Mar. 2016 SECM pdf pdf
No.2/2016  Securities Company System Installation Instruction 29th Feb. 2016 SECM pdf pdf
No.1/2016 Securities Account Opening Instruction 29th Feb. 2016 SECM pdf pdf

 

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Guidelines

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Underwriting Business —  —  —- SECM pdf pdf
Supervisory Guideline – Advertising 26th Mar. 2020 SECM pdf pdf
Supervisory Guideline – Contract Note 26th Mar. 2020 SECM pdf pdf
Supervisory Guideline – Prevention of Insider Trading 22nd Jan. 2020 SECM pdf pdf
Supervisory Guideline – Market Manipulation 14th Jan. 2020 SECM pdf pdf
SECM issued AML/CFT Risk Based Management Guideline 23rd Dec. 2019 SECM pdf pdf

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