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Manuals


Business operation manuals

Name Update Manual Appendix
Business Operation Manual of Pre Listing Board 2nd Oct. 2020 pdf – –
Business Operation Manual Regarding Foreigner Participation 8th Nov. 2019 pdf – –
IPO and PO business operation manual [With Subscription Rights] 27th Nov. 2018 pdf – –
IPO and PO business operation manual 27th Nov. 2018 pdf – –
Trading business operation manual 26th Mar. 2020 pdf – –
Clearing and settlement business operation manual 18th Mar. 2016 pdf – –
Book-entry transfer business operation manual 18th Mar. 2016 pdf – –

 

Frameworks

Name Update Manual Appendix
Framework for Market Liquidity Improvement 1st Sep. 2022 pdf – –
Partial Amendment of Trading Business Regulations, etc.
pertaining to Framework for Trading by Foreign Investors
20th Mar. 2020 pdf – –
Framework for Trading by Foreign Investors 6th Sep. 2019 pdf – –
Framework of Non-exchange transaction transfer 18th Jan. 2018 pdf – –

 

Guidelines

Name Update Guideline Appendix
Guideline for Listing Examination            May. 2022 pdf – –
Online trading 21st Dec. 2017 pdf – –
Block trade 1st Sep. 2022 pdf – –
Error trade correction 22nd Feb. 2016 pdf – –
Holding annual general meeting and dividend payment scheme 10th Mar. 2020 pdf – –
Initial listing 29th Jul. 2016 pdf – –
Market value assessment 11th Jan. 2016 pdf – –
Model procedure of dematerialization (Listing without issuing new shares) 4th Aug. 2016 pdf – –
Non-exchange transaction transfer 22nd Feb. 2016 pdf – –
Guideline of Timely Disclosure 17th Jan. 2023 pdf – –
Putting up listed shares as pledge 2nd Sep. 2016 pdf – –
To prevent insider trading 8th Jun. 2016 pdf – –
Trading suspension 26th Mar. 2020 pdf – –

 

Application and template documents

 

Name Update Document
Trading 27th Apr. 2016 zip file
Clearing & settlement 27th Apr. 2016 zip file
Book-entry transfer 20th Mar. 2020 zip file
Initial listing 16th Oct. 2018 zip file
Trading qualification 26th Apr. 2016 zip file
Foreign participation 20th Mar. 2020 zip file
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